Compliance & Regulation

Accreditations &
Regulations

Gepolis S.A. operates within the strictest framework of financial regulations, both in Switzerland and in Canada. Our regulatory compliance is an additional guarantee for our clients.

Switzerland

Swiss Accreditations

In Switzerland, Gepolis S.A. is subject to the supervision of FINMA via SO-FIT. These accreditations guarantee compliance with the highest standards in wealth management.

FINMA

Swiss Financial Market Supervisory Authority

FINMA is the financial market supervisory authority in Switzerland. It ensures the protection of creditors, investors and insured parties, while guaranteeing the proper functioning of financial markets. Gepolis S.A. is authorised to operate under its supervision.

Suisse
SO-FIT

Supervisory Organisation for Financial Intermediaries and Trustees

SO-FIT is the supervisory body recognised by FINMA that oversees the activities of Gepolis S.A.. It verifies compliance with the legal obligations related to combating money laundering and investor protection.

Suisse
Canada

Canadian Accreditations

Gepolis S.A. is also accredited with Canadian regulatory authorities, enabling it to support clients residing in Canada in strict compliance with local rules.

AMF

Autorité des Marchés Financiers — Québec

The AMF is the regulatory and supervisory body for the financial sector in Québec. It protects Québec consumers and investors. Gepolis S.A. is duly registered and authorised to carry out its activities in Québec.

Québec, Canada
OSC

Ontario Securities Commission — Ontario

The OSC is the securities commission of Ontario. It regulates the capital markets in Ontario and protects investors. Gepolis S.A. is registered and authorised to operate in Ontario in accordance with its guidelines.

Ontario, Canada
Yukon

Yukon Superintendent of Securities

The securities regulatory authority of the Yukon Territory supervises financial activities in this jurisdiction. Gepolis S.A. is duly accredited there to carry out its wealth management activities.

Yukon, Canada

Our commitment to compliance

Gepolis S.A. strictly adheres to FINMA directives and all applicable regulations in each jurisdiction in which we operate. Our objective: responsible, ethical and transparent management, in the exclusive interest of our clients.

For any questions regarding our accreditations or our regulatory compliance, please do not hesitate to contact us directly.